Institute of Internet Quality

Software Testing

What is 'Software Testing'?

Testing involves operation of a system or application under controlled conditions and evaluating the results (eg, 'if the user is in interface A of the application while using hardware B, and does C, then D should happen'). The controlled conditions should include both normal and abnormal conditions. Testing should intentionally attempt to make things go wrong to determine if things happen when they shouldn't or things don't happen when they should. It is oriented to 'detection'.

What kinds of testing should be considered?

Black box testing - not based on any knowledge of internal design or code. Tests are based on requirements and functionality.
White box testing - based on knowledge of the internal logic of an application's code. Tests are based on coverage of code statements, branches, paths, conditions.
Unit testing - the most 'micro' scale of testing; to test particular functions or code modules. Typically done by the programmer and not by testers, as it requires detailed knowledge of the internal program design and code. Not always easily done unless the application has a well-designed architecture with tight code; may require developing test driver modules or test harnesses.
Incremental integration testing - continuous testing of an application as new functionality is added; requires that various aspects of an application's functionality be independent enough to work separately before all parts of the program are completed, or that test drivers be developed as needed; done by programmers or by testers.
integration testing - testing of combined parts of an application to determine if they function together correctly. The 'parts' can be code modules, individual applications, client and server applications on a network, etc. This type of testing is especially relevant to client/server and distributed systems.
Functional testing - black-box type testing geared to functional requirements of an application; this type of testing should be done by testers. This doesn't mean that the programmers shouldn't check that their code works before releasing it (which of course applies to any stage of testing.)
System testing - black-box type testing that is based on overall requirements specifications; covers all combined parts of a system.
End-to-end testing - similar to system testing; the 'macro' end of the test scale; involves testing of a complete application environment in a situation that mimics real-world use, such as interacting with a database, using network communications, or interacting with other hardware, applications, or systems if appropriate.
Sanity testing or smoke testing - typically an initial testing effort to determine if a new software version is performing well enough to accept it for a major testing effort. For example, if the new software is crashing systems every 5 minutes, bogging down systems to a crawl, or corrupting databases, the software may not be in a 'sane' enough condition to warrant further testing in its current state.
Regression testing - re-testing after fixes or modifications of the software or its environment. It can be difficult to determine how much re-testing is needed, especially near the end of the development cycle. Automated testing tools can be especially useful for this type of testing.
Acceptance testing - final testing based on specifications of the end-user or customer, or based on use by end-users/customers over some limited period of time.
Load testing - testing an application under heavy loads, such as testing of a web site under a range of loads to determine at what point the system's response time degrades or fails.
Stress testing - term often used interchangeably with 'load' and 'performance' testing. Also used to describe such tests as system functional testing while under unusually heavy loads, heavy repetition of certain actions or inputs, input of large numerical values, large complex queries to a database system, etc.
Performance testing - term often used interchangeably with 'stress' and 'load' testing. Ideally 'performance' testing (and any other 'type' of testing) is defined in requirements documentation or QA or Test Plans.
Usability testing - testing for 'user-friendliness'. Clearly this is subjective, and will depend on the targeted end-user or customer. User interviews, surveys, video recording of user sessions, and other techniques can be used. Programmers and testers are usually not appropriate as usability testers.
Install/uninstall testing - testing of full, partial, or upgrade install/uninstall processes.
Recovery testing - testing how well a system recovers from crashes, hardware failures, or other catastrophic problems.
Failover testing - typically used interchangeably with 'recovery testing'
Security testing - testing how well the system protects against unauthorized internal or external access, willful damage, etc; may require sophisticated testing techniques.
Compatability testing - testing how well software performs in a particular hardware/software/operating system/network/etc. environment.
Exploratory testing - often taken to mean a creative, informal software test that is not based on formal test plans or test cases; testers may be learning the software as they test it.
Ad-hoc testing - similar to exploratory testing, but often taken to mean that the testers have significant understanding of the software before testing it.
User acceptance testing - determining if software is satisfactory to an end-user or customer.
Comparison testing - comparing software weaknesses and strengths to competing products.
Alpha testing - testing of an application when development is nearing completion; minor design changes may still be made as a result of such testing. Typically done by end-users or others, not by programmers or testers.
Beta testing - testing when development and testing are essentially completed and final bugs and problems need to be found before final release. Typically done by end-users or others, not by programmers or testers.
Mutation testing - a method for determining if a set of test data or test cases is useful, by deliberately introducing various code changes ('bugs') and retesting with the original test data/cases to determine if the 'bugs' are detected. Proper implementation requires large computational resources.

Will automated testing tools make testing easier?

Possibly. For small projects, the time needed to learn and implement them may not be worth it. For larger projects, or on-going long-term projects they can be valuable. A common type of automated tool is the 'record/playback' type. For example, a tester could click through all combinations of menu choices, dialog box choices, buttons, etc. in an application GUI and have them 'recorded' and the results logged by a tool. The 'recording' is typically in the form of text based on a scripting language that is interpretable by the testing tool. If new buttons are added, or some underlying code in the application is changed, etc. the application might then be retested by just 'playing back' the 'recorded' actions, and comparing the logging results to check effects of the changes. The problem with such tools is that if there are continual changes to the system being tested, the 'recordings' may have to be changed so much that it becomes very time-consuming to continuously update the scripts. Additionally, interpretation and analysis of results (screens, data, logs, etc.) can be a difficult task. Note that there are record/playback tools for text-based interfaces also, and for all types of platforms. Other automated tools can include:

code analyzers

monitor code complexity, adherence to standards, etc.

coverage analyzers

these tools check which parts of the code have been exercised by a test, and may be oriented to code statement coverage, condition coverage, path coverage, etc.

memory analyzers

such as bounds-checkers and leak detectors.

load/performance test tools

for testing client/server and web applications under various load levels.

web test tools

to check that links are valid, HTML code usage is correct, client-side and server-side programs work, a web site's interactions are secure.

other tools

for test case management, documentation management, bug reporting, and configuration management.

What steps are needed to develop and run software tests?

The following are some of the steps to consider:

Obtain requirements, functional design, and internal design specifications and other necessary documents
Obtain budget and schedule requirements
Determine project-related personnel and their responsibilities, reporting requirements, required standards and processes (such as release processes, change processes, etc.)
Identify application's higher-risk aspects, set priorities, and determine scope and limitations of tests
Determine test approaches and methods - unit, integration, functional, system, load, usability tests, etc.
Determine test environment requirements (hardware, software, communications, etc.)
Determine testware requirements (record/playback tools, coverage analyzers, test tracking, problem/bug tracking, etc.)
Determine test input data requirements
Identify tasks, those responsible for tasks, and labor requirements
Set schedule estimates, timelines, milestones
Determine input equivalence classes, boundary value analyses, error classes
Prepare test plan document and have needed reviews/approvals
Write test cases
Have needed reviews/inspections/approvals of test cases
Prepare test environment and testware, obtain needed user manuals/reference documents/configuration guides/installation guides, set up test tracking processes, set up logging and archiving processes, set up or obtain test input data
Obtain and install software releases
Perform tests
Evaluate and report results
Track problems/bugs and fixes
Retest as needed
Maintain and update test plans, test cases, test environment, and testware through life cycle

What's a 'test plan'?

A software project test plan is a document that describes the objectives, scope, approach, and focus of a software testing effort. The process of preparing a test plan is a useful way to think through the efforts needed to validate the acceptability of a software product. The completed document will help people outside the test group understand the 'why' and 'how' of product validation. It should be thorough enough to be useful but not so thorough that no one outside the test group will read it. The following are some of the items that might be included in a test plan, depending on the particular project:

Title Identification of software including version/release numbers
Revision history of document including authors, dates, approvals
Table of Contents
Purpose of document, intended audience
Objective of testing effort
Software product overview
Relevant related document list, such as requirements, design documents, other test plans, etc.
Relevant standards or legal requirements
Traceability requirements
Relevant naming conventions and identifier conventions
Overall software project organization and personnel/contact-info/responsibilties
Test organization and personnel/contact-info/responsibilities
Assumptions and dependencies
Project risk analysis
Testing priorities and focus
Scope and limitations of testing
Test outline - a decomposition of the test approach by test type, feature, functionality, process, system, module, etc. as applicable
Outline of data input equivalence classes, boundary value analysis, error classes
Test environment - hardware, operating systems, other required software, data configurations, interfaces to other systems
Test environment validity analysis - differences between the test and production systems and their impact on test validity.
Test environment setup and configuration issues
Software migration processes
Software CM processes
Test data setup requirements
Database setup requirements
Outline of system-logging/error-logging/other capabilities, and tools such as screen capture software, that will be used to help describe and report bugs
Discussion of any specialized software or hardware tools that will be used by testers to help track the cause or source of bugs
Test automation - justification and overview
Test tools to be used, including versions, patches, etc.
Test script/test code maintenance processes and version control
Problem tracking and resolution - tools and processes
Project test metrics to be used
Reporting requirements and testing deliverables
Software entrance and exit criteria
Initial sanity testing period and criteria
Test suspension and restart criteria
Personnel allocation
Personnel pre-training needs
Test site/location
Outside test organizations to be utilized and their purpose, responsibilties, deliverables, contact persons, and coordination issues
Relevant proprietary, classified, security, and licensing issues.
Open issues
Appendix - glossary, acronyms, etc.

What's a 'test case'?

A test case is a document that describes an input, action, or event and an expected response, to determine if a feature of an application is working correctly. A test case should contain particulars such as test case identifier, test case name, objective, test conditions/setup, input data requirements, steps, and expected results. Note that the process of developing test cases can help find problems in the requirements or design of an application, since it requires completely thinking through the operation of the application. For this reason, it's useful to prepare test cases early in the development cycle if possible.

What if there isn't enough time for thorough testing?

Use risk analysis to determine where testing should be focused. Since it's rarely possible to test every possible aspect of an application, every possible combination of events, every dependency, or everything that could go wrong, risk analysis is appropriate to most software development projects. This requires judgement skills, common sense, and experience. (If warranted, formal methods are also available.) Considerations can include:

Which functionality is most important to the project's intended purpose?
Which functionality is most visible to the user?
Which functionality has the largest safety impact?
Which functionality has the largest financial impact on users?
Which aspects of the application are most important to the customer?
Which aspects of the application can be tested early in the development cycle?
Which parts of the code are most complex, and thus most subject to errors?
Which parts of the application were developed in rush or panic mode?
Which aspects of similar/related previous projects caused problems?
Which aspects of similar/related previous projects had large maintenance expenses?
Which parts of the requirements and design are unclear or poorly thought out?
What do the developers think are the highest-risk aspects of the application?
What kinds of problems would cause the worst publicity?
What kinds of problems would cause the most customer service complaints?
What kinds of tests could easily cover multiple functionalities?
Which tests will have the best high-risk-coverage to time-required ratio?

What if the project isn't big enough to justify extensive testing?

Consider the impact of project errors, not the size of the project. However, if extensive testing is still not justified, risk analysis is again needed and the same considerations as described previously in 'What if there isn't enough time for thorough testing?' apply. The tester might then do ad hoc testing, or write up a limited test plan based on the risk analysis.

How does a client/server environment affect testing?

Client/server applications can be quite complex due to the multiple dependencies among clients, data communications, hardware, and servers. Thus testing requirements can be extensive. When time is limited (as it usually is) the focus should be on integration and system testing. Additionally, load/stress/performance testing may be useful in determining client/server application limitations and capabilities. There are commercial tools to assist with such testing.

How is testing affected by object-oriented designs?

Well-engineered object-oriented design can make it easier to trace from code to internal design to functional design to requirements. While there will be little affect on black box testing (where an understanding of the internal design of the application is unnecessary), white-box testing can be oriented to the application's objects. If the application was well-designed this can simplify test design.